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Financial supervision

388 procedures tracked

Collection of statistical information by the European Central Bank

2025/0806(CNS)

1st Reading (EP)

Prudential requirements for credit institutions (Amendment)

2025/0825(COD)

1st Reading (EP)

Amending Directives (EU) 2016/2341 and 2016/97 as regards the strengthening of the framework for occupational retirement provision

2025/0362(COD)

Committee

Amendment to Regulation (EU) 2016/1011

2023/0379(COD)

Adopted

A general framework for securitisation and creating a specific framework for simple, transparent and standardised

2025/0826(COD)

1st Reading (EP)

Financial collateral arrangements (Amendment)

2025/0381(COD)

Committee

The climate and other environment‐related adverse impacts

2024/3013(DEA)

Commission Proposal

Asset-Referenced Token Holdings

2024/3019(DEA)

Commission Proposal

MiCA: CASP Qualifying Holdings

2024/3021(DEA)

Commission Proposal

Insurance Supervision (Amendment)

2021/0295(COD)

Adopted

A framework for the recovery and resolution of insurance and reinsurance undertakings and amending Directives

2021/0296(COD)

Adopted

AMLA Chair Appointment

2024/0802(NLE)

1st Reading (EP)

Crypto Trading Transparency

2024/2973(DEA)

Commission Proposal

Crypto-Asset Order Book Standards

2024/2976(DEA)

Commission Proposal

Token Issuer Funds & Stress Testing

2024/3002(DEA)

Commission Proposal

The remuneration policy of issuers of significant asset-referenced or e-money tokens

2024/3003(DEA)

Commission Proposal

Crypto White Paper Data Standards

2024/3005(DEA)

Commission Proposal

Joint Examination Team Standards

2024/3006(DEA)

Commission Proposal

Token Issuer Own Funds (RTS)

2024/3007(DEA)

Commission Proposal

EU Clearing Markets (Amendment)

2022/0403(COD)

Adopted

Centrally cleared derivative transactions (Amendment)

2022/0404(COD)

Adopted

DORA: ICT Incident Reporting

2024/2907(DEA)

Commission Proposal

Harmonisation of conditions enabling the conduct of the oversight activities

2024/2916(DEA)

Commission Proposal

Crypto-Asset Provider Authorisation

2024/2921(DEA)

Commission Proposal

MiCA: Token Transaction Methodology

2024/2922(DEA)

Commission Proposal

Crypto White Paper Approval

2024/2923(DEA)

Commission Proposal

Markets in crypto-assets with regard to regulatory technical standards on continuity and regularity in the performance

2024/2925(DEA)

Commission Proposal

Supervisory Colleges (RTS)

2024/2926(DEA)

Commission Proposal

Crypto-Asset Service Notifications

2024/2927(DEA)

Commission Proposal

Information to be exchanged between competent authorities

2024/2875(DEA)

Commission Proposal

A template document for cooperation arrangements between competent authorities and supervisory authorities of third

2024/2832(DEA)

Commission Proposal

2024 Taxonomy Update (Reporting)

2024/2833(DEA)

Commission Proposal

Asset-Referenced Tokens: Complaints

2024/2844(DEA)

Commission Proposal

Crypto-Asset Complaint Handling

2024/2846(DEA)

Commission Proposal

ELTIF: Regulatory Technical Standards

2024/2744(DEA)

Commission Proposal

Market Risk Own Funds (Amendment)

2024/2764(DEA)

Commission Proposal

Anti-Money Laundering & Terrorist Financing

2021/0239(COD)

Adopted

The Authority for Anti-Money Laundering and Countering the Financing of Terrorism and amending Regulations (EU) No

2021/0240(COD)

Adopted

Anti-Money Laundering (AML)

2021/0250(COD)

Adopted

Banking & Recovery Directives (Amendment)

2021/0341(COD)

Adopted

Risk Requirements (Amendment)

2021/0342(COD)

Adopted

SRB Member Appointment

2024/0901(NLE)

Adopted

Connected Clients RTS (Corrigendum)

2024/2662(DEA)

Commission Proposal

The use of ICT services supporting critical or important functions provided by ICT third-party service providers

2024/2672(DEA)

Commission Proposal

ICT Risk Management Framework

2024/2674(DEA)

Commission Proposal

ICT Incident & Cyber Threat Reporting

2024/2675(DEA)

Commission Proposal

KIRB Securitisation Standards

2024/2678(DEA)

Commission Proposal

The assessment methodology under which competent authorities verify an institution’s compliance with the requirements

2024/2681(DEA)

Commission Proposal

The renewal of the determination that the solvency regime in force in the United States applicable to undertaking with

2024/2687(DEA)

Commission Proposal

AIF & UCITS Amendments

2021/0376(COD)

Adopted

Sustainability factors

2024/2614(DEA)

Commission Proposal

ESMA Trade Repository Fees

2024/2642(DEA)

Commission Proposal

ESMA Trade Repository Fees

2024/2643(DEA)

Commission Proposal

ESMA Benchmark Fees (Amendment)

2024/2644(DEA)

Commission Proposal

ESMA Securitisation Fees

2024/2650(DEA)

Commission Proposal

ESMA Credit Rating Agency Fees

2024/2651(DEA)

Commission Proposal

Market Data Transparency (Amendment)

2021/0385(COD)

Adopted

ICT Third-Party Oversight Fees

2024/2589(DEA)

Commission Proposal

EBA Token Issuer Fees

2024/2590(DEA)

Commission Proposal

Issuers of significant asset-referenced tokens and issuers of significant e-money tokens

2024/2591(DEA)

Commission Proposal

Significant Asset & E-Money Tokens

2024/2594(DEA)

Commission Proposal

ESMA/EBA Intervention Criteria

2024/2596(DEA)

Commission Proposal

Critical ICT Providers (DORA)

2024/2597(DEA)

Commission Proposal

Eligible Liabilities (Amendment)

2023/3036(DEA)

Commission Proposal

Performance Triggers (Reg 2017/2402)

2023/3037(DEA)

Commission Proposal

UCITS Cross-Border Notification

2023/3042(DEA)

Commission Proposal

AIFM Cross-Border Notifications

2023/3043(DEA)

Commission Proposal

CSDR Amendment

2022/0074(COD)

Adopted

CCP collateral requirements (Amendment)

2023/3008(DEA)

Commission Proposal

Interest Rate Risk Methodology

2023/3013(DEA)

Commission Proposal

Supervisory Shock Scenarios

2023/3014(DEA)

Commission Proposal

Connected Clients Identification

2023/3017(DEA)

Commission Proposal

STS Securitisations (Amendment)

2023/2954(DEA)

Commission Proposal

AML/CFT Database Standards

2023/2962(DEA)

Commission Proposal

Correction: Reg 231/2013 (Swedish)

2023/2926(DEA)

Commission Proposal

The calculation of the stress scenario risk measure

2023/2930(DEA)

Commission Proposal

Business Reorganisation Plans (RTS)

2023/2946(DEA)

Commission Proposal

Fund & Crypto Transfer Info

2021/0241(COD)

Adopted

MiCA & Whistleblower Amendment

2020/0265(COD)

Adopted

ELTIF Regulation (Amendment)

2021/0377(COD)

Adopted

Financial Sector Digital Resilience (DORA)

2020/0266(COD)

Adopted

Financial Directives (Amendment)

2020/0268(COD)

Adopted

Corporate Sustainability Reporting

2021/0104(COD)

Adopted

Risk-Weighted Exposure (Mandate-Based)

2022/2973(DEA)

Commission Proposal

CCP Recovery Plan Assessment

2022/2974(DEA)

Commission Proposal

Their future profits and the maximum share of those profits that is to be used for those payments

2022/2975(DEA)

Commission Proposal

Pre-funded Own Resources Methodology

2022/2976(DEA)

Commission Proposal

SRB Member Appointment

2022/0904(NLE)

Adopted

SRB Chair Appointment

2022/0905(NLE)

Adopted

OTC Derivatives Clearing Threshold

2022/2899(DEA)

1st Reading (EP)

Collateral requirements (Amendment)

2022/2908(DEA)

1st Reading (EP)

Standardised off-the-shelf sampling methodologies and modalities to cover one or more programming periods

2022/2904(DEA)

Commission Proposal

Collateral Exchange Risk Management

2022/2913(DEA)

Commission Proposal

Clearing Obligation Dates (Amendment)

2022/2914(DEA)

Commission Proposal

G-SII Prudential Treatment (Amendment)

2021/0343(COD)

Adopted

Regulatory technical standards amending Delegated Regulation (EU) No 241/2014 as regards the prior permission to reduce

2022/2876(DEA)

Commission Proposal

Taxonomy 2022 Update (Reporting)

2022/2859(DEA)

Commission Proposal

Buy-in Regime Application Date

2022/2760(DEA)

Commission Proposal

Crowdfunding: Conflict of Interest

2022/2771(DEA)

Commission Proposal

A crowdfunding platform

2022/2772(DEA)

Commission Proposal

Crowdfunding Business Continuity

2022/2773(DEA)

Commission Proposal

Complaint Handling RTS

2022/2774(DEA)

Commission Proposal

Investment Info Sheet Standards

2022/2776(DEA)

Commission Proposal

Crowdfunding: Info Exchange Standards

2022/2777(DEA)

Commission Proposal

Individual portfolio management of loans by crowdfunding service providers, specifying the elements of the method to

2022/2778(DEA)

Commission Proposal

Crowdfunding Authorisation RTS

2022/2779(DEA)

Commission Proposal

Jump-to-Default Calculation (RTS)

2022/2790(DEA)

Commission Proposal

Own Funds: Exotic Underlyings & Residual Risks

2022/2792(DEA)

Commission Proposal

The information to be notified when exercising the right of establishment and the freedom to provide services

2022/2801(DEA)

Commission Proposal

Reg 648/2012: Transition Extension

2022/2718(DEA)

Commission Proposal

Authorisation Info (2013/36/EU)

2022/2720(DEA)

Commission Proposal

Trade Repository Reporting Standards

2022/2721(DEA)

Commission Proposal

Derivatives Access (Amendment)

2022/2724(DEA)

Commission Proposal

Trade Repository Registration

2022/2722(DEA)

Commission Proposal

Trade Repository Data Verification

2022/2723(DEA)

Commission Proposal

Key information documents for packaged retail and insurance-based investment products (PRIIPs) by laying down

2022/2725(DEA)

Commission Proposal

Back-testing & P&L Attribution

2022/2727(DEA)

Commission Proposal

IMA Risk Factor Modellability

2022/2728(DEA)

Commission Proposal

Credit Institution Authorization

2022/2731(DEA)

Commission Proposal

Emerging markets and advanced economies

2022/2687(DEA)

Commission Proposal

Distributed ledger technology

2020/0267(COD)

Adopted

Credit Risk Adjustments (Amendment)

2022/2680(DEA)

Commission Proposal

STS Synthetic Securitisation (Amendment)

2022/2627(DEA)

Commission Proposal

Third countries

2022/2572(RSP)

1st Reading (EP)

Derivatives: Indirect Client Exposure

2022/2595(DEA)

Commission Proposal

ESMA Data Reporting Fees

2022/2596(DEA)

Commission Proposal

Investment Policy Disclosure

2022/2598(DEA)

Commission Proposal

RTS Amendments (2017/653 & 2021/2268)

2022/2602(DEA)

Commission Proposal

ESMA: Data Reporting Penalties

2022/2557(DEA)

Commission Proposal

ESMA Benchmark Supervision Fees

2022/2558(DEA)

Commission Proposal

ESMA: Benchmark Supervision

2022/2559(DEA)

Commission Proposal

Liquidity horizons for the alternative internal model approach, as referred to in Article 325bd(7)

2022/2567(DEA)

Commission Proposal

Non-Equity Liquidity Thresholds

2022/2507(DEA)

Commission Proposal

ESMA Supervision Derogations

2021/3054(DEA)

Commission Proposal

UCITS/non-UCITS Transitional Rules

2021/0215(COD)

Adopted

UCITS: Key Info Documents

2021/0219(COD)

Adopted

The single electronic reporting format (Amendment)

2021/3002(DEA)

Commission Proposal

Consolidation Standards (EU 575/2013)

2021/3007(DEA)

Commission Proposal

EU Reporting & Audit Digitalisation

2021/2054(INL)

1st Reading (EP)

Right of Establishment (Amendment)

2021/2941(DEA)

Commission Proposal

IRB Approach Assessment RTS

2021/2943(DEA)

Commission Proposal

Short Positions Threshold (Amendment)

2021/2899(DEA)

Commission Proposal

Investment Firm Capital Requirements

2021/2847(DEA)

Commission Proposal

Investment Firm Remuneration RTS

2021/2850(DEA)

Commission Proposal

The risk profile of an investment firm or of the assets that it manages

2021/2857(DEA)

Commission Proposal

Past performance and the presentation of costs by packaged retail and insurance-based investment products (PRIIPs)

2021/2871(DEA)

Commission Proposal

Third-Country Cooperation Template

2021/2792(DEA)

Commission Proposal

Money Market Funds: Reverse Repos

2021/2764(DEA)

Commission Proposal

Write-down & Conversion Powers

2021/2732(DEA)

Commission Proposal

OTC Derivatives Clearing Terms

2021/2744(DEA)

Commission Proposal

Reg 648/2012: Transition Extension

2021/2680(DEA)

1st Reading (EP)

Benchmark Manipulation Reporting

2021/2677(DEA)

Commission Proposal

Critical Benchmark Compliance

2021/2681(DEA)

Commission Proposal

Non-Significant Benchmarks Standards

2021/2682(DEA)

Commission Proposal

The cooperation, exchange of information and notification obligations between competent authorities and ESMA, the EBA

2021/2683(DEA)

Commission Proposal

Benchmark Quality Standards

2021/2684(DEA)

Commission Proposal

Administrator Governance Standards

2021/2685(DEA)

Commission Proposal

ESMA Trade Repository Fees 2021

2021/2617(DEA)

1st Reading (EP)

A material business unit’s risk profile

2021/2618(DEA)

1st Reading (EP)

Resolution Buffer Methodology

2021/2619(DEA)

Commission Proposal

Product Governance: Sustainability

2021/2638(DEA)

Commission Proposal

AIFM Sustainability Risks

2021/2648(DEA)

Commission Proposal

Insurance Sustainability Risks

2021/2649(DEA)

Commission Proposal

Investment Firms: Sustainability

2021/2651(DEA)

Commission Proposal

Investment Firm Requirements (Correction)

2021/2652(DEA)

Commission Proposal

Recognition of resolution stay powers

2021/2655(DEA)

Commission Proposal

A general framework for securitisation and creating a specific framework for simple, transparent and standardised

2020/0151(COD)

Adopted

Securitisation Framework (Amendment)

2020/0156(COD)

Adopted

Global Systemically Important Institutions

2021/2561(DEA)

Commission Proposal

SRB Admin Contributions

2021/2562(DEA)

Commission Proposal

Economic Downturn RTS

2021/2573(DEA)

Commission Proposal

Counterparty Credit Risk: Derivative RTS

2021/2574(DEA)

Commission Proposal

MiFID II Amendment (COVID-19 Recovery)

2020/0152(COD)

Adopted

FX Benchmarks (Amendment)

2020/0154(COD)

Adopted

ESMA Investigation Rules (Amendment)

2021/2528(DEA)

Commission Proposal

Third-country central counterparties or related third parties by the European Securities and Markets Authority

2021/2529(DEA)

Commission Proposal

Collateral Risk Management (Amendment)

2020/2942(DEA)

1st Reading (EP)

Clearing Obligation Dates (Amendment)

2020/2943(DEA)

1st Reading (EP)

CCP Recovery & Resolution

2016/0365(COD)

Adopted

Weekly Position Reporting Thresholds

2020/2927(DEA)

Commission Proposal

Regulatory technical standards amending Delegated Regulation (EU) 2017/583 as regards adjustment of liquidity

2020/2939(DEA)

Commission Proposal

Risk Weights: Specialised Lending

2020/2926(DEA)

Commission Proposal

Reporting Taxonomy 2020 Update

2020/2865(DEA)

1st Reading (EP)

CET1 Software Asset Deductions

2020/2867(DEA)

Commission Proposal

Settlement discipline (Amendment)

2020/2847(DEA)

Commission Proposal

Crypto-Asset Risks & Regulation

2020/2034(INL)

1st Reading (EP)

ESMA Securitisation Fees

2020/2803(DEA)

Commission Proposal

ESMA: Third-Country CCP Fees

2020/2720(DEA)

1st Reading (EP)

Systemically Important CCPs (ESMA)

2020/2726(DEA)

1st Reading (EP)

ESMA: Third-Country CCP Compliance

2020/2729(DEA)

1st Reading (EP)

ESG Benchmark Statements

2020/2747(DEA)

Commission Proposal

EU Climate & Paris Benchmarks

2020/2748(DEA)

Commission Proposal

How environmental, social and governance factors are reflected in the benchmark methodology

2020/2749(DEA)

Commission Proposal

CCP Colleges (Amendment)

2020/2785(DEA)

Commission Proposal

EBA Executive Director Appointment

2020/0905(NLE)

1st Reading (EP)

COVID-19 Banking Regs (Amendment)

2020/0066(COD)

Adopted

Prudent Valuation Standards (Amendment)

2020/2668(DEA)

Commission Proposal

Settlement discipline (Amendment)

2020/2647(DEA)

Commission Proposal

The taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

2020/2609(DEA)

Commission Proposal

SRB Member Appointment

2020/0902(NLE)

Adopted

SRB Member Appointment

2020/0903(NLE)

Adopted

SRB Vice-Chair Appointment

2020/0904(NLE)

Adopted

EBA Executive Director Appointment

2020/0901(NLE)

1st Reading (EP)

Banking Risk & Capital Requirements

2016/0360A(COD)

Adopted

Bank & Investment Firm Recapitalisation

2016/0361(COD)

Adopted

Bank Loss-Absorbing Capacity

2016/0362(COD)

Adopted

Financial Holding Co. Supervision

2016/0364(COD)

Adopted

SRB Member Appointment

2019/0901(NLE)

Adopted

EBA Chair Appointment

2019/0902(NLE)

1st Reading (EP)

Securitisation and creating a European framework for simple, transparent and standardised securitisation

2015/0226(COD)

Adopted

Own funds and the large exposures treatment of certain public sector exposures denominated in non-domestic currencies

2016/0360B(COD)

Adopted

Unsecured Debt Insolvency Ranking

2016/0363(COD)

Adopted

The final system of contributions to the administrative expenditures of the Single Resolution Board

2017/2851(DEA)

Commission Proposal

EMIR Regulation (Amendment)

2017/2759(DEA)

Commission Proposal

Cross-Border Liquidity Rates

2017/2713(DEA)

Commission Proposal

Banking Union Report 2016

2016/2247(INI)

1st Reading (EP)

Basel III Finalization

2016/2959(RSP)

1st Reading (EP)

Internalised settlements

2016/2982(DEA)

Commission Proposal

Certain prudential requirements for central securities depositories and designated credit institutions offering

2016/2983(DEA)

Commission Proposal

Authorisation, supervisory and operational requirements for central securities depositories

2016/2984(DEA)

Commission Proposal

CSD Settlement Fail Penalties

2016/2985(DEA)

Commission Proposal

OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for

2016/2930(DEA)

1st Reading (EP)

OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the

2016/2950(DEA)

Commission Proposal

Data Waiver Permissions

2016/2906(DEA)

Commission Proposal

Supervisory Info Exchange RTS

2016/2846(DEA)

Commission Proposal

Transaction Reporting RTS

2016/2866(DEA)

Commission Proposal

The taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

2016/2868(DEA)

Commission Proposal

Own Funds & Eligible Liabilities RTS

2016/2743(DEA)

1st Reading (EP)

Markets in financial instruments (Amendment)

2016/0033(COD)

Adopted

Markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on

2016/0034(COD)

Adopted

Business Clock Accuracy

2016/2776(DEA)

Commission Proposal

Financial contracts that should be contained in the detailed records and the circumstances in which the requirement

2016/2777(DEA)

Commission Proposal

The identity of execution venues and on the quality of execution

2016/2778(DEA)

Commission Proposal

The quality of execution transactions

2016/2779(DEA)

Commission Proposal

The clearing obligation

2016/2782(DEA)

Commission Proposal

Markets in financial instruments with regard to regulatory technical standards specifying the requirements on market

2016/2784(DEA)

Commission Proposal

Markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the

2016/2785(DEA)

Commission Proposal

Markets in financial instruments with regard to regulatory technical standards on the direct, substantial and

2016/2786(DEA)

Commission Proposal

Global Systemically Important Institutions

2016/2736(DEA)

Commission Proposal

Access to regulated information at Union level

2016/2742(DEA)

Commission Proposal

The valuation of liabilities arising from derivatives

2016/2744(DEA)

Commission Proposal

Financial Instruments Liquidation

2016/2674(DEA)

Commission Proposal

Classes of arrangements to be protected in a partial property transfer under Article 76 of Directive 2014/59/EU of the

2016/2620(DEA)

Commission Proposal

Banking Recovery & Resolution Standards

2016/2627(DEA)

Commission Proposal

MiFID II: Client Assets & Governance

2016/2654(DEA)

Commission Proposal

Investment Recs & Conflict Disclosure

2016/2615(DEA)

Commission Proposal

RTS: Reporting Abusive Transactions

2016/2616(DEA)

Commission Proposal

The criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for

2016/2597(DEA)

Commission Proposal

The clearing obligation

2016/2601(DEA)

Commission Proposal

Notification Standards (Reg 596/2014)

2016/2602(DEA)

Commission Proposal

Buy-back & Stabilisation RTS

2016/2614(DEA)

Commission Proposal

An institution's risk profile

2016/2590(DEA)

Commission Proposal

The availability of liquid assets

2016/2551(DEA)

Commission Proposal

General principles and criteria for the investment strategy and rules for the administration of the Single Resolution

2015/3036(DEA)

Commission Proposal

Market Abuse Reg (EU 596/2014) Supplement

2015/3038(DEA)

Commission Proposal

The circumstances and conditions under which the payment of extraordinary ex-post contributions may be partially or

2015/3039(DEA)

Commission Proposal

Depositary Obligations (2009/65/EC)

2015/3041(DEA)

Commission Proposal

Resolution Financing Correction

2015/3028(DEA)

Commission Proposal

The equivalence of the supervisory regime for insurance and reinsurance undertakings in force in Bermuda to the regime

2015/2997(DEA)

Commission Proposal

Prospectus Technical Standards

2015/3001(DEA)

Commission Proposal

The equivalence of the solvency regime for insurance and reinsurance undertakings in force in Japan to the regime laid

2015/3000(DEA)

Commission Proposal

Supervisor Colleges RTS

2015/2919(DEA)

Commission Proposal

Prudent Valuation RTS

2015/2929(DEA)

Commission Proposal

Insurance Capital Requirements (Amendment)

2015/2899(DEA)

Commission Proposal

Risk Concentration & Intra-group Supervision

2015/2824(DEA)

Commission Proposal

The clearing obligation

2015/2826(DEA)

Commission Proposal

Credit Risk Requirements (Correction)

2015/2769(DEA)

Commission Proposal

The equivalence of the solvency and prudential regime for insurance and reinsurance undertakings in force in

2015/2741(DEA)

Commission Proposal

Pension Scheme Transitions (Amendment)

2015/2742(DEA)

Commission Proposal

The provisional equivalence of the solvency regimes in force in Australia, Bermuda, Brazil, Canada, Mexico and the

2015/2743(DEA)

Commission Proposal

Equity Exposures: IRB Approach

2015/2748(DEA)

Commission Proposal

Countercyclical Capital Buffer RTS

2015/2724(DEA)

Commission Proposal

Fund Transfer Information

2013/0024(COD)

Adopted

Anti-Money Laundering & Terrorist Financing

2013/0025(COD)

Adopted

Own Funds Requirements (Amendment)

2015/2617(DEA)

Commission Proposal

Market Risk: Internal Approach (Amendment)

2015/2591(DEA)

Commission Proposal

ECB Data Collection

2014/0808(CNS)

Adopted

Own Funds Requirements (Amendment)

2015/2545(DEA)

Commission Proposal

Major holdings

2014/3016(DEA)

Commission Proposal

Margin Periods of Risk (RTS)

2014/3021(DEA)

Commission Proposal

The information to be provided by competent authorities to the European Securities and Markets Authority pursuant to

2014/3022(DEA)

Commission Proposal

The adoption of a proposal for the appointment of the Chair, Vice-Chair and Members of the Board of the Single

2014/0901(NLE)

Adopted

Resolution Financing Contributions

2014/2923(DEA)

1st Reading (EP)

The taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

2014/2893(DEA)

1st Reading (EP)

Fixed overheads (Amendment)

2014/3013(DEA)

Commission Proposal

Investment Product Key Info

2012/0169(COD)

Adopted

The provisional system of instalments on contributions to cover the administrative expenditures of the Single

2014/2882(DEA)

1st Reading (EP)

Fees charged by credit rating agencies for the purpose of on-going supervision by the European Securities and Markets

2014/2872(DEA)

Commission Proposal

Credit Rating Agency Reporting

2014/2873(DEA)

Commission Proposal

Disclosure requirements for structured finance instruments

2014/2874(DEA)

Commission Proposal

G-SII Identification & Subcategories

2014/2884(DEA)

Commission Proposal

Leverage Ratio (Amendment)

2014/2890(DEA)

Commission Proposal

Credit Institutions: Liquidity Coverage

2014/2891(DEA)

Commission Proposal

The identification of the geographical location of the relevant credit exposures for calculating institution-specific

2014/2806(DEA)

Commission Proposal

The information to be notified when exercising the right of establishment and the freedom to provide services

2014/2808(DEA)

Commission Proposal

Fixed overheads (Amendment)

2014/2820(DEA)

Commission Proposal

Securities Settlement & CSDs

2012/0029(COD)

Adopted

The coordination of laws, regulations and administrative provisions relating to undertakings for collective investment

2012/0168(COD)

Adopted

Single Resolution Mechanism (SRM)

2013/0253(COD)

Adopted

Bank Recovery & Resolution Framework

2012/0150(COD)

Adopted

Market Abuse

2011/0295(COD)

Adopted

OTC derivatives, central counterparties and trade repositories

2011/0296(COD)

Adopted

Insider Dealing & Market Manipulation

2011/0297(COD)

Adopted

MiFID Recast

2011/0298(COD)

Adopted

Public-Interest Entity Auditing

2011/0359(COD)

Adopted

Statutory audits of annual accounts and consolidated accounts

2011/0389(COD)

Adopted

EIOPA & ESMA Powers (Amendment)

2011/0006(COD)

Adopted

Credit Quality & Variable Remuneration

2014/2666(DEA)

Commission Proposal

Market Definition (Reg 575/2013)

2014/2673(DEA)

Commission Proposal

CVA Risk: Proxy Spread & Portfolios

2014/2674(DEA)

Commission Proposal

Credit Risk Transfer Requirements

2014/2675(DEA)

Commission Proposal

Trade repositories by the European Securities and Markets Authority including rules on the right of defence and

2014/2682(DEA)

Commission Proposal

Member State Info Exchange (2013/36/EU)

2014/2660(DEA)

Commission Proposal

Market Risk: Non-Delta Options

2014/2662(DEA)

Commission Proposal

IRB & AMA Materiality Standards

2014/2663(DEA)

Commission Proposal

Trading Book Risk Thresholds

2014/2664(DEA)

Commission Proposal

Covered Bonds: Asset Correspondence

2014/2665(DEA)

Commission Proposal

An institution’s risk profile

2014/2621(DEA)

Commission Proposal

ESFS Review

2013/2166(INL)

1st Reading (EP)

Direct, substantial and foreseeable effect of contracts within the Union and to prevent the evasion of rules and

2014/2581(DEA)

Commission Proposal

EU Economy Long-term Financing

2013/2175(INI)

1st Reading (EP)

Financial Conglomerates Capital Adequacy

2014/2572(DEA)

Commission Proposal

Capital Requirements RTS

2014/2510(DEA)

Commission Proposal

AIFM Technical Standards

2013/3001(DEA)

Commission Proposal

Prudential requirements for credit institutions and investment firms, with regard to regulatory technical standards for

2014/2501(DEA)

Commission Proposal

The taking-up and pursuit of the business of insurance and reinsurance (Solvency II) (Repeal)

2013/0327(COD)

Adopted

The harmonisation of transparency requirements in relation to information about issuers whose securities are admitted

2011/0307(COD)

Adopted

The European Central Bank concerning policies relating to the prudential supervision of credit institutions

2012/0242(CNS)

Adopted

The European Central Bank concerning policies relating to the prudential supervision of credit institutions

2012/0244(COD)

Adopted

ESMA Trade Repository Fees

2013/2729(DEA)

Commission Proposal

OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities

2013/2730(DEA)

Commission Proposal

Undertaking Financial Statements

2011/0308(COD)

Adopted

Prudential Requirements (Part I)

2011/0202(COD)

Adopted

Credit Institutions Supervision (Amendment)

2011/0203(COD)

Adopted

Colleges for central counterparties

2013/2686(DEA)

Commission Proposal

The coordination of laws, regulations and administrative provisions relating to undertakings of collective investment

2011/0360(COD)

Adopted

Credit rating agencies

2011/0361(COD)

Adopted

EU Venture Capital Funds

2011/0417(COD)

Adopted

MIP Scoreboard Completion

2013/2582(RSP)

1st Reading (EP)

AIFM Operating Conditions

2013/2781(DEA)

Commission Proposal

OTC derivatives, central counterparties and trade repositories

2013/2784(DEA)

Commission Proposal

Indirect clearing arrangements, the clearing obligation and the public register, etc

2013/2785(DEA)

Commission Proposal

OTC derivatives, central counterparties and trade repositories, with regard to regulatory technical standards

2013/2808(DEA)

Commission Proposal

Capital requirements for central counterparties

2013/2809(DEA)

Commission Proposal

Requirements for central counterparties

2013/2810(DEA)

Commission Proposal

Shadow Banking

2012/2115(INI)

1st Reading (EP)

The taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

2012/0110(COD)

Adopted

European Banking Union

2012/2729(RSP)

1st Reading (EP)

Short selling and certain aspects of credit default swaps with regard to definitions and the calculation of net short

2013/2765(DEA)

Commission Proposal

Short selling and certain aspects of credit default swaps

2013/2766(DEA)

Commission Proposal

Fines imposed on credit rating agencies by the European Securities and Markets Authority

2013/2767(DEA)

Commission Proposal

Derivatives & Trade Repositories

2010/0250(COD)

Adopted

Notification and disclosure requirements with regard to net short positions, the details of the information to be

2013/2805(DEA)

Commission Proposal

Ratings data that credit rating agencies must submit to the European Securities and Markets Authority

2013/2773(DEA)

Commission Proposal

ESMA: Credit Rating Agency Data

2013/2774(DEA)

Commission Proposal

Information for registration and certification of credit rating agencies

2013/2780(DEA)

Commission Proposal

Regulatory technical standards for the assessment of compliance of credit rating methodologies

2013/2802(DEA)

Commission Proposal

Short Selling & CDS

2010/0251(COD)

Adopted

Financial Conglomerate Supervision

2010/0232(COD)

Adopted

Energy Market Integrity

2010/0363(COD)

Adopted

Audit Policy (Crisis Lessons)

2011/2037(INI)

1st Reading (EP)

AIFM Regulation

2009/0064(COD)

Adopted

Credit Rating Agencies

2010/2302(INI)

1st Reading (EP)

Credit Rating Agencies

2010/0160(COD)

Adopted

Financial Institutions Governance

2010/2303(INI)

1st Reading (EP)

The Functioning of the European Union with regard to a stability mechanism for Member States whose currency is the euro

2010/0821(NLE)

Adopted

Financial Oversight & ESRB

2009/0140(COD)

Adopted

ECB: ESRB Functioning

2009/0141(CNS)

Adopted

EBA

2009/0142(COD)

Adopted

EIOPA

2009/0143(COD)

Adopted

Powers of EBA, EIOPA & ESMA

2009/0161(COD)

Adopted

Financial Trading: Dark Pools

2010/2075(INI)

1st Reading (EP)

Basel II & CRD 4 Revision

2010/2074(INI)

1st Reading (EP)

Banking Crisis Management

2010/2006(INL)

1st Reading (EP)

Solvency II (Recast)

2007/0143(COD)

Adopted

UCITS Coordination

2008/0153(COD)

Adopted

Capital Requirements Directives

2008/0191(COD)

Adopted

Credit Rating Agencies

2008/0217(COD)

Adopted

E-Money Institutions

2008/0190(COD)

Adopted

Securities & Collateral Systems

2008/0082(COD)

Adopted

Financial Sector Acquisitions

2006/0166(COD)

Adopted

Credit Institutions (Recast)

2004/0155(COD)

Adopted

Capital Adequacy (Recast)

2004/0159(COD)

Adopted

Fin Services Committee Structure

2003/0263(COD)

Adopted

A regulated market (amendment of Directive 2001/34/EC)

2003/0045(COD)

Adopted

Prudential supervision in the European Union

2002/2061(INI)

Adopted

Financial Conglomerates Supervision

2001/0095(COD)

Adopted

E-Money & Credit Supervision

1998/0252(COD)

Adopted