Regulation on trade repositories by the European Securities and Markets Authority including rules on the right of defence and temporal provisions
COMCMT1R-EP1R-C2R-EPCNCADO
Updated 150mo ago
This procedure details the rules for imposing penalties on trade repositories by the European Securities and Markets Authority (ESMA). It clarifies the process for financial penalties and ensures fair procedures.
It affects trade repositories regulated by ESMA and clarifies their rights, including the right to defence. This ensures consistent application of financial market rules.