Regulation on the risk profile of an investment firm or of the assets that it manages

This regulation establishes technical standards to identify specific categories of staff within investment firms whose professional activities significantly influence the firm's risk profile or the assets it manages. It aims to ensure that the most influential roles are properly monitored to maintain financial stability.

This affects investment firms and their employees. It requires firms to apply specific criteria to determine which staff members' activities could impact risk, ensuring better oversight of high-risk financial roles.