Supplement to Directive 2014/65/EU: Client assets, product governance & fees
COMCMT1R-EP1R-C2R-EPCNCADO
Updated 126mo ago
This directive updates rules on how investment firms must protect client money and assets. It also clarifies requirements for product governance and how firms can receive payments for services.
It affects investment firms, their clients, and the financial services sector by ensuring better transparency and safeguarding of assets, aiming to enhance investor confidence and market integrity.