Skip to content
GovLens is in free beta — full access while we build. Join the beta →
Feed/DEA2016/2615(DEA)Finance & Budget

RTS: Presentation of investment recommendations and conflict disclosure

COMCMT1R-EP1R-C2R-EPCNCADO
Updated 127mo ago
View source

This regulation sets technical standards for how investment recommendations and strategy suggestions must be presented. It ensures that financial information is objective and transparent, preventing misleading claims that could influence investors' decisions.

Financial advisors and investment firms are affected. They must follow specific rules for presenting data and clearly disclose any personal interests or conflicts of interest that could bias their recommendations.