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Feed/DEA2016/2846(DEA)Finance & Budget

RTS: Exchange of information between supervisory authorities (Directive 2014/65/EU)

COMCMT1R-EP1R-C2R-EPCNCADO
Updated 121mo ago
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This regulation establishes technical standards for how national financial authorities share information when cooperating on supervision. It ensures that regulators can effectively exchange data during on-the-spot inspections and investigations to maintain market integrity.

This affects national competent authorities and financial firms subject to supervision. It streamlines how regulators coordinate across borders to detect misconduct and ensure compliance with EU securities laws.