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← 🇮🇹 Camera dei Deputati/REGOLAMENTO72006L0031ITA_151016

Regolamento in materia di organizzazione e procedure degli intermediari che prestano servizi di investimento o di gestione collettiva del risparmio - regolamento in materia di capitale minimo e operatività all'estero delle SIM nonchè deposito e sub-deposito dei beni della clientela.

Stage enactedUpdated 7d ago

This regulation establishes rules for the organization and procedures of investment firms and collective investment management companies. It focuses on ensuring financial stability by setting requirements for minimum capital levels and regulating how these firms operate in foreign markets. Financial intermediaries, including investment firms (SIM), are affected by these rules. The regulation also mandates specific standards for the custody and safekeeping of client assets to protect investors' holdings.