Regulation on external reviewers
COMCMT1R-EP1R-C2R-EPCNCADO
Updated 26d ago
This regulation sets out the specific procedural rules for the European Securities and Markets Authority (ESMA) when it imposes fines or penalty payments on external reviewers. It ensures clarity and consistency in how ESMA exercises its supervisory powers.
This affects external reviewers supervised by ESMA, clarifying the process for potential sanctions. It aims to enhance market integrity and investor protection within the financial sector.