Amendment: Third-party execution & research services for investment firms
COMCMT1R-EP1R-C2R-EPCNCADO
Updated 5mo ago
This directive updates rules for investment firms providing portfolio management or other investment services. It clarifies conditions for receiving third-party execution and research services.
This affects investment firms and their clients, ensuring clearer standards for external services used in investment activities and potentially impacting the cost and quality of research.