Securities Industry and Financial Markets Association
Recent meetings
| Date | Commissioner / Cabinet | Topic | File |
|---|---|---|---|
| 15 Apr 2026 | Maria Luís Albuquerque Commissioner | Working lunch with trade associations organised by SIFMA | SRC |
| 15 Apr 2026 | Cristina Dias Cabinet member | Working lunch with trade associations organised by SIFMA | SRC |
| 28 Nov 2025 | Philippe Thill Cabinet member | Exchange on the development of Level 2 and 3 measures in the area of AML. | — |
| 28 Nov 2025 | Philippe Thill Cabinet member | Exchange on the development of Level 2 and 3 measures in the area of AML. | SRC |
| 11 Nov 2025 | Sven Gentner Head of Unit | ESG regulatory framework, Omnibus I Package | — |
| 11 Nov 2025 | Maria Raffaella Assetta Head of Unit | EU and US financial regulatory developments | — |
| 11 Nov 2025 | Almoro Rubin De Cervin Head of Unit | US regulatory developments | SRC |
| 11 Nov 2025 | Maria Raffaella Assetta Head of Unit | EU and US financial regulatory developments | SRC |
| 11 Nov 2025 | Sven Gentner Head of Unit | ESG regulatory framework, Omnibus I Package | SRC |
| 11 Nov 2025 | Almoro Rubin De Cervin Head of Unit | US regulatory developments | — |
| 10 Nov 2025 | Helene Bussieres Head of Unit | Securities Industry and Financial Markets Association | SRC |
| 10 Nov 2025 | Didier Millerot Head of Unit | Omnibus/SFDR/ EU – US Framework | — |
| 10 Nov 2025 | Helene Bussieres Head of Unit | Securities Industry and Financial Markets Association | — |
| 10 Nov 2025 | Didier Millerot Head of Unit | Omnibus/SFDR/ EU – US Framework | SRC |
| 06 Nov 2025 | Martin Merlin Director | Developments in the financial services sector in the EU and the US | — |
| 06 Nov 2025 | Martin Merlin Director | Developments in the financial services sector in the EU and the US | SRC |
| 24 Apr 2025 | Maria Luís Albuquerque Commissioner | • SIU • Securitisation • Simplification | — |
| 24 Apr 2025 | Maria Luís Albuquerque Commissioner | • SIU • Securitisation • Simplification | SRC |
| 24 Apr 2025 | Cristina Dias Cabinet member | • SIU • Securitisation • Simplification | SRC |
| 15 Apr 2025 | Martin Merlin Director | Exchange of views on SIU priorities and the sustainability agenda | SRC |
| 15 Apr 2025 | Martin Merlin Director | Exchange of views on SIU priorities and the sustainability agenda | — |
| 09 Apr 2025 | Alessandra Sgobbi Head of Unit | Exchange of views on ESG | — |
| 09 Apr 2025 | Alessandra Sgobbi Head of Unit | Exchange of views on ESG | SRC |
| 09 Apr 2025 | Helene Bussieres Head of Unit | EU Omnibus package, Securitisation Regulation | SRC |
| 09 Apr 2025 | Helene Bussieres Head of Unit | EU Omnibus package, Securitisation Regulation | — |
Mission & Goals
SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s one million employees, we advocate on legislation, regulation and business policy affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).
EU Legislative Interests
Financial services, securities, asset management, banking, sanctions, trade and investment, climate.
Communication Activities
Some statistics on global securities. We sometimes host EU delegations for meetings, lunches and dinners.
Interests Represented
Promotes their own interests or the collective interests of their members
Member Of
https://www.gfma.org/ https://icsa.global/
Organisation Members
https://bpi.com/ https://www.afme.eu/ https://www.asifma.org/ https://www.chamberofcommerce.com/ https://www.iif.com/